Singapore, February 28, 2025 – Penguin Securities Pte. Ltd. (“Penguin Securities”), a leading financial services firm, is pleased to announce that it has been granted a Capital Markets Services (CMS) license by the Monetary Authority of Singapore (MAS).

This approval authorizes Penguin Securities to engage in regulated financial activities i.e. dealing in capital markets products. Leveraging its deep knowledge of capital markets, Penguin Securities is well-positioned to offer best-in-class investment solutions tailored to the growing needs of accredited and institutional investors.

“Securing the CMS license from MAS is a testament to our commitment to corporate governance, stringent regulatory compliance, risk management, and operational excellence in delivering top-tier investment solutions,” said Kentaro Kawabe, CEO of Penguin Securities. “Beyond regulatory approval, this achievement underscores our dedication to fostering trust and delivering client-centric solutions, particularly in the rapidly growing digital asset space. As market confidence in regulated financial solutions continues to rise, we are unlocking new opportunities to scale and generate sustainable returns for our investors.”

Singapore’s reputation as a global financial hub is built on its robust regulatory framework, which enhances market confidence and investor protection. By obtaining the CMS license, Penguin Securities reinforces its dedication to maintaining the highest regulatory standards while expanding its market presence.

Penguin Securities’ Chief Compliance Officer, Shelly Harding, emphasized the firm’s unwavering commitment to regulatory compliance and prudential safeguards: “We adhere to MAS’ rigorous corporate governance and risk management standards, ensuring robust internal controls, effective compliance frameworks, and investor protection. As Singapore continues to lead as a global financial hub, we are excited to contribute to its resilient, well-regulated, forward-thinking and trusted financial center.”

This milestone reinforces Penguin Securities’ position for accelerated growth in Singapore’s dynamic financial ecosystem. With a strong regulatory foundation, robust corporate governance, and a commitment to innovation, the firm is expanding its offerings in securities, structured products, derivatives, and digital assets—key areas of high institutional demand.

As investor interest in innovative financial solutions continues to rise, Penguin Securities is well-positioned to meet evolving market needs by delivering cutting-edge investment products. The firm remains committed to empowering investors with tailored solutions that drive long-term growth and unlock value-driven opportunities.